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Insider trading
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#	Item
31	Do prices reveal the presence of informed trading?I Pierre Collin-Dufresne1 , Vyacheslav Fos2,∗ First Version: November 2011 This Version: August 31, 2012 Add to Reading List Source URL: www.istfin.eco.usi.ch Language: English - Date: 2012-11-06 03:31:47 Financial markets Stock market SEC filings Schedule 13D U.S. Securities and Exchange Commission Market liquidity Insider trading 13D Bidask spread Tender offer Securities Exchange Act Volume
32	INSIDER TRADING POLICY AIR TRANSPORT SERVICES GROUP, INC. I. PURPOSE Add to Reading List Source URL: www.atsginc.com Language: English - Date: 2016-08-20 18:21:04 73rd United States Congress U.S. Securities and Exchange Commission Insider trading Corruption Conflict of interest Securities Exchange Act Securities Act Securities regulation in the United States Insider SEC Rule 10b5-1 STOCK Act
33	Code of Conduct & Ethics for Senior Management Axis Bank Ltd. Code of Conduct & Ethics for Senior Management Add to Reading List Source URL: www.axisbank.com Language: English - Date: 2016-06-27 00:17:20 Tax evasion Applied ethics Financial regulation Primary dealers Business ethics Insider trading Money laundering Know your customer Bank UBS Investment banking Compliance and ethics program
34	Short & Simple 1c/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Changes in disclosure of shareholdings, Add to Reading List Source URL: www.kellerhals-carrard.ch Language: English - Date: 2016-06-28 05:47:20 Government of Switzerland Swiss Financial Market Supervisory Authority Insider trading
35	PETER H. SCHWARTZ Partnerfax EXPERTISE Asset Management, Business Formation, Corporate Governance, Mergers & Acquisitions, Private Equity & Venture Capital, and Public Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2016-04-27 18:35:44 76th United States Congress Investment Company Act Stock market DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Insider trading Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act
36	CODE OF CONDUCT S P E C I A L I Z E D WO R K FO RC E S O LU T I O N S TABLE OF CONTENTS STATEMENT OF INTEGRITY...................................... 3 INTRODUCTION........................................................ Add to Reading List Source URL: www.trueblue.com Language: English - Date: 2014-11-25 10:41:06 Business ethics Applied ethics Labour law Workplace bullying Corporate social responsibility Employee handbook Sexual harassment Non-compete clause Compliance and ethics program Insider trading South African labour law Whistleblower protection in the United States
37	Where are the shareholders’ mansions? CEOs’ home purchases, stock sales, and subsequent company performance Crocker Liu Professor of Finance and McCord Chair of Real Estate W. P. Carey School of Business, Arizona Sta Add to Reading List Source URL: www.istfin.eco.usi.ch Language: English - Date: 2009-01-27 08:14:20 Corporate finance Management Employment compensation Stock market Equity securities Management entrenchment Executive compensation Insider trading BlackBerry Limited Employee stock option Mergers and acquisitions Stock
38	Code of Conduct Robeco Content 1. Introduction 4 Add to Reading List Source URL: www.robeco.com Language: English - Date: 2016-08-19 02:27:05 Legal ethics Robeco Orix Conflict of interest Insider trading Professional responsibility Duty of confidentiality Information security
39	Microsoft Word - 13F_Internet_Appendix_09May2011 Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2015-01-12 13:32:20 SEC filings Form 13F Hedge fund Schedule 13D Form D Insider trading Mutual fund U.S. Securities and Exchange Commission Schedule 13G S.A.C. Capital Advisors Paulson & Co.
40	Some Insider Sales Are Positive Signals James Scott and Peter Xu Not all insider sales are the same. In the study reported here, a variable for shares traded as a percentage of insiders’ holdings was used to separate i Add to Reading List Source URL: www.qmassociates.com Language: English - Date: 2015-10-06 09:58:02 Stock market Financial markets Investment Corruption Insider trading Insider investment strategy Stock Insider Rate of return Share repurchase Short